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Type 1
SFC Type 1/Type 4 Licensed Corporation — CC-SFC-236
Asking Price
HKD 0
Negotiable
License Information
License Types (Select Multiple)
License Number
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Company Name
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Incorporation Date
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License Conditions
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Trading/Clearing Rights
Has Trading Rights
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Has Clearing Rights
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Trading/Clearing Rights Details
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Regulatory & Legal
Has Regulatory Issues
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Has Legal Issues
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Regulatory Issues Details
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Legal Issues Details
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Financial Information
Annual Income
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Annual Expenses
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Corporate Structure
Has Holding Structure
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Holding Structure Details
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Ultimate Beneficial Owner (UBO)
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Staff Information
Staff Count
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Staff Will Stay Post-Transition
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Staff Details
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Banking
Bank Accounts
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Reason for Selling
Reason for Selling
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Description
Hong Kong SFC licensed corporation holding Type 1 / Type 4 licences. Company NAV: HKD 4M. Office: 上環. P/L position: Loss. Monthly expenses: HKD 35K. Staff/RO: 2ROs, 共HKD 35K (每月). RO retention: Negotiable可商議. Client assets: 几万元. Remarks: 银行户口: 創興和匯豐 同時有外部的compliance公司 (沒有收費、隨時停) Indirect mandate via broker introduction.
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