SFC Type 1 Licensed Corporation — CC-SFC-90

Asking Price HKD 0 Negotiable

License Information

License Types (Select Multiple)

License Number -

Company Name -

Incorporation Date -

License Conditions -

Trading/Clearing Rights

Has Trading Rights -

Has Clearing Rights -

Trading/Clearing Rights Details -

Regulatory & Legal

Has Regulatory Issues -

Has Legal Issues -

Regulatory Issues Details -

Legal Issues Details -

Financial Information

Annual Income -

Annual Expenses -

Corporate Structure

Has Holding Structure -

Holding Structure Details -

Ultimate Beneficial Owner (UBO) -

Staff Information

Staff Count -

Staff Will Stay Post-Transition -

Staff Details -

Banking

Bank Accounts -

Reason for Selling

Reason for Selling -

Description

Hong Kong SFC licensed corporation holding a Type 1 licence. Company NAV: HKD 4M. Office: Sheung Wan. Has margin financing capability. HKEX trading rights: 1 Trading right. P/L position: Loss 每個月有4萬港元營業額. Monthly expenses: ~HKD220K. Staff/RO: 2 ROs (HKD 80K) ,1 settlement, 1 accountant total: HKD 110,000. RO retention: Yes / Negotiable 留任 / 可議. Remarks: - 有Trading System/交易系統: 2Go - 有Internet Trading/ 網上交易 - (RA9) - No. of Fund/AUM 基金数量/ 資金管理是沒有的 - 銀行戶口: 中銀香港 - Key drawback for this type 1 but FRR has even failed to meet SFC's requirement, seller needs to report SFC every week. However, it is still in normal operation - can do IPO, placing - compli… Confirmed direct-seller mandate.

Contact Seller

Seller:

Your Name *

Your Email *

Your Phone

Message *

Listing not found