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Type 1
SFC Type 1/Type 4/Type 9 Licensed Corporation — CC-SFC-94
Asking Price
HKD 0
Negotiable
License Information
License Types (Select Multiple)
License Number
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Company Name
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Incorporation Date
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License Conditions
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Trading/Clearing Rights
Has Trading Rights
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Has Clearing Rights
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Trading/Clearing Rights Details
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Regulatory & Legal
Has Regulatory Issues
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Has Legal Issues
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Regulatory Issues Details
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Legal Issues Details
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Financial Information
Annual Income
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Annual Expenses
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Corporate Structure
Has Holding Structure
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Holding Structure Details
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Ultimate Beneficial Owner (UBO)
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Staff Information
Staff Count
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Staff Will Stay Post-Transition
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Staff Details
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Banking
Bank Accounts
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Reason for Selling
Reason for Selling
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Description
Hong Kong SFC licensed corporation holding Type 1 / Type 4 / Type 9 licences. Company NAV: HKD 6.8M. Office: 香港島. Monthly expenses: 奥母公司共用. Staff/RO: 2ROs. RO retention: Yes / Negotiable 留任 / 可議. Licence conditions: 不可持有客戶資產SFC1 type 1c) 可以發債收佣 :只從事與集體投資計劃有關的活動. No outstanding liabilities. Remarks: - 本來業務做家族辦公室的業務 Confirmed direct-seller mandate.
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Seller: