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Type 1
SFC Type 4/Type 9 Licensed Corporation — CC-SFC-191
Asking Price
HKD 0
Negotiable
License Information
License Types (Select Multiple)
License Number
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Company Name
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Incorporation Date
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License Conditions
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Trading/Clearing Rights
Has Trading Rights
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Has Clearing Rights
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Trading/Clearing Rights Details
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Regulatory & Legal
Has Regulatory Issues
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Has Legal Issues
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Regulatory Issues Details
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Legal Issues Details
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Financial Information
Annual Income
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Annual Expenses
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Corporate Structure
Has Holding Structure
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Holding Structure Details
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Ultimate Beneficial Owner (UBO)
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Staff Information
Staff Count
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Staff Will Stay Post-Transition
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Staff Details
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Banking
Bank Accounts
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Reason for Selling
Reason for Selling
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Description
Hong Kong SFC licensed corporation holding Type 4 / Type 9 licences. Company NAV: HKD 200K. Office: 尖沙咀. P/L position: Loss. Monthly expenses: HKD 70K. Staff/RO: 2位 RO (一个RO目前还是已入表（2025.11）,还未获牌). RO retention: negotiable. Client assets: 沒有AUM. Licence conditions: 持牌人不得持有客户资产(一般由托管銀行持有) 只可向专业投资者提供服务. Remarks: - 此牌现可做的业务包括发行基金,管理第三方基金,零售专户全权委托理财等 - 没发过产品，也没拿过SFC补贴 Indirect mandate via broker introduction.
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