←
Back
Loading...
Listing not found
Browse Listings
Type 1
SFC Type 4/Type 9 Licensed Corporation — CC-SFC-245
Asking Price
HKD 0
Negotiable
License Information
License Types (Select Multiple)
License Number
-
Company Name
-
Incorporation Date
-
License Conditions
-
Trading/Clearing Rights
Has Trading Rights
-
Has Clearing Rights
-
Trading/Clearing Rights Details
-
Regulatory & Legal
Has Regulatory Issues
-
Has Legal Issues
-
Regulatory Issues Details
-
Legal Issues Details
-
Financial Information
Annual Income
-
Annual Expenses
-
Corporate Structure
Has Holding Structure
-
Holding Structure Details
-
Ultimate Beneficial Owner (UBO)
-
Staff Information
Staff Count
-
Staff Will Stay Post-Transition
-
Staff Details
-
Banking
Bank Accounts
-
Reason for Selling
Reason for Selling
-
Description
Hong Kong SFC licensed corporation holding Type 4 / Type 9 licences. Company NAV: HKD 350K. Office: 中西區. Monthly expenses: HKD 92K per month RO: HKD 70K Rental: HKD 9K Compliance service: HKD 13K. Staff/RO: 2RO,total HKD 70K. RO retention: 可以留任. Licence conditions: The licensee cannot hold clients assets (持牌人不得持有客戶資產 PI Restriction專業投資者限制. No outstanding liabilities. Remarks: the existing clients (Discretionary account management) will stay. If possible, the seller would prefer to have a commission sharing scheme with the buyer Indirect mandate via broker introduction.
Contact Seller
Seller: