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Type 1
SFC Type 4/Type 9 Licensed Corporation — CC-SFC-244
Asking Price
HKD 0
Negotiable
License Information
License Types (Select Multiple)
License Number
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Company Name
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Incorporation Date
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License Conditions
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Trading/Clearing Rights
Has Trading Rights
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Has Clearing Rights
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Trading/Clearing Rights Details
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Regulatory & Legal
Has Regulatory Issues
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Has Legal Issues
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Regulatory Issues Details
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Legal Issues Details
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Financial Information
Annual Income
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Annual Expenses
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Corporate Structure
Has Holding Structure
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Holding Structure Details
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Ultimate Beneficial Owner (UBO)
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Staff Information
Staff Count
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Staff Will Stay Post-Transition
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Staff Details
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Banking
Bank Accounts
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Reason for Selling
Reason for Selling
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Description
Hong Kong SFC licensed corporation holding Type 4 / Type 9 licences. Office: 九龍. P/L position: Loss. Monthly expenses: HKD 300,000. Staff/RO: 3(2名RO+1名行政) base salary HKD 120,000+HK 40 lunch allowance per workin day Ro提前三个月通知. Client assets: 沒业务. Licence conditions: The licensee cannot hold clients assets (持牌人不得持有客戶資產 PI Restriction專業投資者限制. No outstanding liabilities. Confirmed direct-seller mandate.
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