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Type 1
SFC Type 9 Licensed Corporation — CC-SFC-194
Asking Price
HKD 0
Negotiable
License Information
License Types (Select Multiple)
License Number
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Company Name
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Incorporation Date
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License Conditions
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Trading/Clearing Rights
Has Trading Rights
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Has Clearing Rights
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Trading/Clearing Rights Details
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Regulatory & Legal
Has Regulatory Issues
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Has Legal Issues
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Regulatory Issues Details
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Legal Issues Details
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Financial Information
Annual Income
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Annual Expenses
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Corporate Structure
Has Holding Structure
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Holding Structure Details
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Ultimate Beneficial Owner (UBO)
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Staff Information
Staff Count
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Staff Will Stay Post-Transition
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Staff Details
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Banking
Bank Accounts
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Reason for Selling
Reason for Selling
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Description
Hong Kong SFC licensed corporation holding a Type 9 licence. Company NAV: HKD 200K. Office: 香港島. Monthly expenses: HKD 20K. Staff/RO: 2RO(沒有工資). RO retention: 一位不會RO, 一位RO可談. Licence conditions: cannot hold asset Can do retail client. No outstanding liabilities. Remarks: 銀行戶口: HSBC 曾做過資產管理業務-專戶管理，沒有發產品 Indirect mandate via broker introduction.
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