LCS0007 - Type 1+4 Licensed Corporation for Sale

LCS0007 - SFC Type 1+4 License Key Points: - License Type: SFC Type 1 (Dealing in Securities) + Type 4 (Advising on Securities) - Asking Price: HKD$1.65M - NAV: HKD$4.1M in cash and bank balances Key Selling Points: - Clean regulatory record with no SFC investigation or disciplinary actions - Extensive experience in private placement and financial advisory services License Details: - Established SFC license (operating since 2016) - Authorized for Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) - Professional investor focus - Cannot hold client assets - Zero regulatory issues or compliance concerns Financial Details: - NAV: HKD$4.1M in cash and bank balances - Paid-up capital: HKD$5M - Minimum monthly expense: <HKD$10,000 - Single HSBC bank account - 2024 audited financial statements available Ownership Details: - 100% owned by HK resident through holding company structure - Acquisition must be through purchase of holding company Staff Details: - 2 experienced Responsible Officers with no ongoing salary obligation - Comprehensive 6-month transition with combined RO salary of HKD$50,000/month Business Status: - Core expertise: Financial advisory, private placement, fundraising - Transaction-based business model Other Information: - Reason for sale: Owner emigrating - Third-party escrow arrangement accepted