LCS0091 - Type 4+9 Licensed Corporation for Sale

LCS0091 - SFC Type 4+9 License Key Points: - License Type: SFC Type 4 (Advising on Securities) + Type 9 (Asset Management) - Asking Price: HKD$2.1M - NAV: HKD$388K - Total Consideration: HKD$2.488M (Price + NAV) Key Selling Points: - Perfect regulatory record – never inspected by SFC, zero disciplinary actions, no legal disputes - Prime Central location with nominal rent of only HKD$4,800/month - Recently licensed (2023) – fresh corporate structure with clean regulatory status License Details: - SFC Type 4 and Type 9 - Condition: Professional investors only, cannot hold client assets - No exchange trading participant status - Clean compliance record, zero regulatory issues Financial Details: - NAV: HKD$388K (as of end October 2025) - Cash and bank balance: HKD$388K - No liabilities - Paid-up capital: HKD$600K - Monthly operating expense: HKD$4,800 (rent only) - No current revenue source - Latest audited financial report available (end 2024) Ownership Details: - Offshore holding structure - Restructuring in progress to simplify transfer - Two acquisition options available Staff Details: - 2 Responsible Officers (both unpaid) - Both ROs will leave after sale - No other employees Office: - Location: Central, Hong Kong - Monthly rent: HKD$4,800 - Lease valid until mid-2026 Other Information: - Bank: OCBC (Hong Kong) Limited - Reason for sale: Business spinoff